STA News Updates

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Security Traders Association dictum meum pactum since 1934

  • Special Notice: FINRA Engagement Initiative
    by Michelle Lindenberger on June 21, 2017 at 8:11 pm

    Dear Ms. Mitchell: STA1 welcomes the opportunity to offer comment on FINRA Special Notice (the “Notice”) Engagement Initiative. We greatly respect and appreciate FINRA’s 360 Review, in particular this request for comment on FINRA’s Engagement Initiatives. STA’s diverse membership, as measured by geography and business models, and long history of interacting with FINRA and its…  Read more The post Special Notice: FINRA Engagement Initiative appeared first on Security Traders Association. […]

  • To the Class of 2017: Loyalty, be open to feeling it.
    by Michelle Lindenberger on June 12, 2017 at 5:12 pm

    by Jim Toes With Memorial Day now behind us, another season of commencement addresses across college campuses has passed. Like you, I enjoy a good YouTube video on these types of speeches whether it’s a Navy SEAL describing how he starts everyday with the accomplishment of making his bed or seeing Will Ferrell appear out…  Read more The post To the Class of 2017: Loyalty, be open to feeling it. appeared first on Security Traders Association. […]

  • Thank you to our WIF Affiliates.
    by Michelle Lindenberger on June 7, 2017 at 6:45 pm

    Newsletter #28 We are so pleased to announce the results of the 2017 Campaign. Thank you to all of our WIF Affiliates for your support and participation. STA Supports Women Vets Markets Media, 5/24/17 On May 18th, the STA WIF Initiative completed its 2017 charitable spring campaign raising over $10.7K for our women veterans. Starting…  Read more The post Thank you to our WIF Affiliates. appeared first on Security Traders Association. […]

  • The Challenge of Change
    by Michelle Lindenberger on May 31, 2017 at 5:06 pm

    by Jon Schneider, ITG, Inc. Each year STA puts a meaningful amount of thought into the title of its Annual Market Structure Conference. This year was no different, and we’re pleased to announce that we have chosen the title The Challenge of Change. We believe this title captures the general sentiment of our industry today as we…  Read more The post The Challenge of Change appeared first on Security Traders Association. […]

  • STA Supports Women Vets
    by Michelle Lindenberger on May 24, 2017 at 9:20 pm

    Markets Media May 24, 2017 STA’s Women in Finance (STA WIF) Initiative raises over $10.7K for women veterans. On May 18th, the STA WIF Initiative completed its 2017 charitable spring campaign raising over $10.7K for our women veterans. Starting on April 27th for four weeks, STA affiliates united across the nation to shed light on…  Read more The post STA Supports Women Vets appeared first on Security Traders Association. […]

  • FINRA Safe Harbor on Desk Commentary
    by Michelle Lindenberger on May 24, 2017 at 8:57 pm

    Dear Ms. Mitchell, The Security Traders Association (“STA”) [1]welcomes the opportunity to comment on proposed amendments to FINRA Rule 2241 (Research Analysts and Research Reports) and FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) to create a limited safe harbor for “specified brief, written analysis distributed to eligible institutional investors that comes from…  Read more The post FINRA Safe Harbor on Desk Commentary appeared first on Security Traders Association. […]

 

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