Security Traders Association dictum meum pactum "my word is my bond"

  • STA Foundation Flashback: Tito Singh, Tegra118
    by Sam Belden on November 18, 2020 at 4:22 pm

    Throughout the years, the STA Foundation Awards have recognized those who have made notable and genuine contributions to the well-being of individuals within the financial services industry. Ahead of this year’s awards ceremony and panels on Dec. 1, we’re talking with past recipients to find out what the STA Foundation Awards mean to them. Today, we speak…  Read more The post STA Foundation Flashback: Tito Singh, Tegra118 appeared first on Security Traders Association.

  • STA Foundation Flashback: Peggy Bowie, Manulife Asset Management
    by Sam Belden on November 18, 2020 at 4:10 pm

    Throughout the years, the STA Foundation Awards have recognized those who have made notable and genuine contributions to the well-being of individuals within the financial services industry. Ahead of this year’s awards ceremony and panels on Dec. 1, we’re talking with past recipients to find out what the STA Foundation Awards mean to them. Today,…  Read more The post STA Foundation Flashback: Peggy Bowie, Manulife Asset Management appeared first on Security Traders Association.

  • Conference Stats, STA Foundation Awards and More
    by Sam Belden on October 29, 2020 at 3:18 pm

    Thank you to everyone who attendedSTA’s 2020 Market Structure Virtual Conference,especially our Speakers, Sponsors and Virtual Vendors. Registration & Engagement StatsRegistrants: 1,525 Industry ProfessionalsAttending Firms/Organizations: 296Countries: 15Average Views Per Panel: 551 Firm TypesBuyside – 67Broker Dealer – 59Principal Trading Firm – 18Exchanges – 16 See all stats The post Conference Stats, STA Foundation Awards and More appeared first on Security Traders Association.

  • 2020 Dictum Meum Pactum Award Recipient
    by Dawn Combs on October 22, 2020 at 4:04 pm

    On October 8, 2020, STA announced Tom Gira as the 2020 Dictum Meum Pactum Award recipient, posthumously. The award was accepted by FINRA President & CEO Robert Cook. Mr. Gira’s longstanding career in securities market regulation exemplified the ideals the DMP seeks to recognize. His service to the industry and the investors we serve will…  Read more The post 2020 Dictum Meum Pactum Award Recipient appeared first on Security Traders Association.

  • Debra Walton Keynote Address Announcement
    by Sam Belden on October 1, 2020 at 9:50 pm

    A Quarter of Women Are Considering Scaling Back CareersBloombergA quarter of women are considering leaving the workforce or scaling back on their career aspirations because of the extra demands created by the Covid-19 pandemic, according to the annual study of women in the workplace released Wednesday by McKinsey & Company and LeanIn.Org. Link Women Now…  Read more The post Debra Walton Keynote Address Announcement appeared first on Security Traders Association.

  • Form 13F Comment Letter and More
    by Sam Belden on October 1, 2020 at 4:17 pm

    SEC Trading & Markets Staff No Action LetterSEC Trading & Markets Division staff TM Division issued a No Action letter to FINRA discussing the role of an ATS in the settlement of digital asset securities. The relief addresses the unsuitability of the current non-custodial ATS model with the crossing of digital assets. CFTC Finalizes Rules to…  Read more The post Form 13F Comment Letter and More appeared first on Security Traders Association.

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