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  • New Membership Type – Student in Finance, “STA SIF”
    by Jim Toes on August 13, 2018 at 5:05 pm

    About STA Student in Finance Membership In response to the positive feedback that STA has received from those affiliates who currently offer student memberships, the STA has created a new membership classification for full-time undergraduate and postgraduate students called Student in Finance, or “STA SIF”.  STA SIF Membership is ideal for those individuals who want to…  Read more The post New Membership Type – Student in Finance, “STA SIF” appeared first on Security Traders Association. […]

  • Bringing it home from Havana
    by Jim Toes on July 31, 2018 at 9:09 pm

    by Jim Toes Earlier this summer I took a short vacation with three close friends to Havana, Cuba. Spending time in the surroundings of warm weather, great food, tasty rum and of course, a few local cigars was good for the mind and soul. The body, well, not such much. Upon returning, time was spent…  Read more The post Bringing it home from Havana appeared first on Security Traders Association. […]

  • #PutHerOnThePanel
    by Jim Toes on July 30, 2018 at 3:07 pm

          STA Women in Finance is pleased to announce that Suni Harford, Head of Investments UBS Asset Management will be among the featured speakers at STA’s Annual Market Structure Conference; Shaping the Future. Ms. Harford oversees active equities, systematic and index investing, fixed income, investment solutions, sustainable and impact investing as well as trading.…  Read more The post #PutHerOnThePanel appeared first on Security Traders Association. […]

  • Buy Side Roundtable
    by Jim Toes on July 24, 2018 at 4:52 pm

      Larry Tabb, TABB Group to present at STA Buy-Side Roundtable Thursday, Oct. 4, 2018 at 11 am (time subject to change) Pennsylvania Avenue Terrace – JW Marriott Washington DC   Hosted by STA’s Buy-Side Board of Governors, this popular breakout session is open to ALL buy-side** registrants at STA’s 85th Annual Market Structure Conference.…  Read more The post Buy Side Roundtable appeared first on Security Traders Association. […]

  • Where markets collide; Cross product surveillance
    by Jim Toes on July 24, 2018 at 1:59 pm

    On July 10, STA held an Open Call on FINRA’s surveillance priorities that now include patterns of activity across two related products, typically a stock and its option derivative. Gene DeMaio, SVP of FINRA Market Regulation presented and described scenarios of“mini-manipulation” which broadly speaking, are situations whereby the underlying price of an equity security is manipulated…  Read more The post Where markets collide; Cross product surveillance appeared first on Security Traders Association. […]

  • Open Call Report – FINRA Cross Product Surveillance
    by Dawn Combs on July 12, 2018 at 10:30 pm

    Good evening and welcome to tonight’s STA Open Call titled FINRA’s Cross Product Surveillance of the Listed Options and Equity Markets. Tonight’s call is brought to you by the STA Foundation, a non-profit, 501 c 3 corporation that serves as STA’s educational arm. As we all know, FINRA does a tremendous amount of surveillance across…  Read more The post Open Call Report – FINRA Cross Product Surveillance appeared first on Security Traders Association. […]

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